Financial Guides Adviser area

Empire Brokers Ltd

Registered office address

Cervantes House

5-9 Headstone Road

Harrow

Middlesex

HA1 1PD

Advice methods
Empire Brokers Ltd have not confirmed their methods of giving advice.

Empire Brokers Ltd

Financial Adviser based in 5-9 Headstone Road

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Appointed Representative

An Appointed Representative (AR) is a firm or person who runs regulated activities and acts as an agent for a firm we directly authorise. This firm is known as the ARs 'principal'.

There must be a written contract between the principal and the AR documenting the arrangement

The principal takes full responsibility for ensuring that the AR complies with FCA rules.

Principal firms make sufficient checks on the firm or individual to ensure they are financially stable and competent.

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