Financial Guides Adviser area

Clive Richmond

Registered office address

Regus Watford Croxley

1st Floor, Building 2;Croxley Business Park

Watford

Hertfordshire

WD18 8YA

Appointed Representative

This firm is an Appointed Representative (AR). It can carry out certain activities on behalf of another firm (its principal) that is regulated in the UK or another EEA country. The principal has accepted responsibility for the Appointed Representative's activities.

Principal

(195351) St. James's Place Wealth Management Plc

Advice methods
Clive Richmond have not confirmed their methods of giving advice.

Clive Richmond

Financial Adviser based in 1st Floor, Building 2;Croxley Business Park

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Appointed Representative

An Appointed Representative (AR) is a firm or person who runs regulated activities and acts as an agent for a firm we directly authorise. This firm is known as the ARs 'principal'.

There must be a written contract between the principal and the AR documenting the arrangement

The principal takes full responsibility for ensuring that the AR complies with FCA rules.

Principal firms make sufficient checks on the firm or individual to ensure they are financially stable and competent.

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