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Carter Thompson & Associates Limited

Registered office address

64 West Auckland Road

Darlington

Co Durham

DL3 9EP

Appointed Representative

This firm is an Appointed Representative (AR). It can carry out certain activities on behalf of another firm (its principal) that is regulated in the UK or another EEA country. The principal has accepted responsibility for the Appointed Representative's activities.

Principal

(408285) Openwork Limited

Advice methods
Carter Thompson & Associates Limited have not confirmed their methods of giving advice.

Carter Thompson & Associates Limited

Financial Advisers based in Co Durham

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Appointed Representative

An Appointed Representative (AR) is a firm or person who runs regulated activities and acts as an agent for a firm we directly authorise. This firm is known as the ARs 'principal'.

There must be a written contract between the principal and the AR documenting the arrangement

The principal takes full responsibility for ensuring that the AR complies with FCA rules.

Principal firms make sufficient checks on the firm or individual to ensure they are financially stable and competent.

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