Financial Guides Adviser area

Andrew James

Registered office address

127 Stornoway Road

Southend-on-Sea

Essex

SS2 4NX

Advice methods
Andrew James have not confirmed their methods of giving advice.

Andrew James

Financial Adviser based in Essex

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Appointed Representative

An Appointed Representative (AR) is a firm or person who runs regulated activities and acts as an agent for a firm we directly authorise. This firm is known as the ARs 'principal'.

There must be a written contract between the principal and the AR documenting the arrangement

The principal takes full responsibility for ensuring that the AR complies with FCA rules.

Principal firms make sufficient checks on the firm or individual to ensure they are financially stable and competent.

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