Norwich House
22-30 Horsefair Street
Leicester
LE1 5BD
We are a team of professionals with many years of experience spanning Investment Management, Fund Management, Dealing, Custody and Customer Services.
Working closely with financial advisers, other investment managers, and solicitors we provide tailored and specialist services to both them and their clients. Our stockbroking service to individuals provides telephone access straight through to the dealers on our dealing desk.
With Head Offices in Leicester City Centre, we have partners and customers throughout Great Britain.
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An Appointed Representative (AR) is a firm or person who runs regulated activities and acts as an agent for a firm we directly authorise. This firm is known as the ARs 'principal'.
There must be a written contract between the principal and the AR documenting the arrangement
The principal takes full responsibility for ensuring that the AR complies with FCA rules.
Principal firms make sufficient checks on the firm or individual to ensure they are financially stable and competent.