The Old Forge
Shackstead Lane
Godalming
GU7 1RJ
We believe that it's easy for people to trip up in the financial world, get caught up in fads, or fall for scams. We help clients get a clear picture of their objectives and how they're going to achieve them, and then work with them to steer them on their course.
We believe in keeping it simple, making sure that our clients understand what we're doing, and ensuring that they have the best possible outcomes.
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An Appointed Representative (AR) is a firm or person who runs regulated activities and acts as an agent for a firm we directly authorise. This firm is known as the ARs 'principal'.
There must be a written contract between the principal and the AR documenting the arrangement
The principal takes full responsibility for ensuring that the AR complies with FCA rules.
Principal firms make sufficient checks on the firm or individual to ensure they are financially stable and competent.